Dallas FINRA Attorney
Kilgore & Kilgore’s Texas FINRA lawyers help investors damaged by account churning, unsuitable investments or breach of trust by their stockbrokers, professionals or securities dealers submit their claims for FINRA resolution. Kilgore & Kilgore’s Texas FINRA lawyers have successfully defended securities employees from claims and charges made by their employers.
From securities litigation to shareholder lawsuits for economic failure, we bring actions on behalf of investors claiming misconduct, attempts to conceal negligent activities and other dubious behavior by securities dealers and stockbrokers.
Below are some examples of the many FINRA cases that our Dallas FINRA arbitration lawyers handled:
- Claim on behalf of a family estate against brokers involving churning and investment suitability;
- Claim on behalf of a broker terminated from a securities dealer involving defamation and disparagement;
- Claim that a financial institution wrongfully forfeited a financial advisor’s retirement and wealth accumulation account;
- Claim that a broker and broker-dealer breached their fiduciary relationship of trust with their client.
Build a Law Team
We respect established relationships with corporate counsel and frequently joint ventures with other lawyers representing companies wishing to create legal teams with adequate resources. We receive most of our business referrals from other lawyers. When a conflict arises or there is a need for local or trial counsel, we stand ready to support the team in whatever configuration makes the most sense.
Our Clients Tell Us
Click on this link to read some of the many client testimonials that people have sent to thank our securities fraud attorneys for getting them back on track. Kilgore & Kilgore can do the same for you.
Reach Out to Us
To learn more about our FINRA arbitration practice or to schedule an appointment to discuss matters in confidence with a securities fraud lawyer at our Dallas office, contact us today. We offer a free review of the facts of your case with a Kilgore & Kilgore attorney.
Defamation and Expungement of Reason for Termination:
FINRA Dispute Resolution, FINRA Arbitation No. 16-02761, dated September 21, 2018, in the matter of Haney and Staton v. Deutsche Bank Securities, Inc.
Breach of contract, fraud, tortious interference with business relations and defamation:
FINRA Dispute Resolution, FINRA Arbitration No. 10-03097, dated November 11, 2011, in the matter of Schonhorst v. RBC Capital Markets Corp., f/k/a RBC Dain Rauscher, Inc., and William Gumbert
Libel and slander on U-5 Form and wrongful termination:
FINRA Dispute Resolution, FINRA CLAIM No. 13-02311, dated December 16, 2014, in the matter of Schonhorst v. RBC Capital Markets Corp., f/k/a RBC Dain Rauscher, Inc., and William Gumbert
Petition to vacate the FINRA arbitration award
Clubine v. Southwest Securities, Inc.
Every once in a while, you get a FINRA arbitration case that reminds you of why you became a FINRA arbitration lawyer in the first place. That was the case with Kilgore & Kilgore’s representation of Mel Schonhorst, a former managing director, financial advisor and bond executive with… Read More